Junior Compliance and AML Analyst

  • Compliance
  • London, United Kingdom

Junior Compliance and AML Analyst

Job description

Reporting to the Chief Compliance Officer, the Junior Compliance and AML Analyst will be responsible for administrative, advisory, monitoring and the implementation of compliance controls across the firm.

Main Duties & Responsibilities:

  • Conduct and execute a risk-based Compliance Monitoring programme
  • Assist in the preparation of quarterly MI
  • Assist in the management of the Compliance team inbox
  • Maintenance of various compliance registers, records and databases
  • Investigate and collate and respond to customer complaints
  • Daily review of deposits and withdrawals and escalating suspicious transactions
  • Assist in the drafting of agreements and legal documents
  • Review of high-risk clients and investigating SoW and SoF
  • Managing the inbox and assigning work to relevant members of the team
  • Conducting ongoing monitoring
  • Legal Drafting as required
  • Escalating incidents and suspicious activity


Essential Skills / Experience:

  • University degree or equivalent (ideally in Law)
  • Excellent proficiency in MS Office application
  • Confident and proactive in communicating with people at all levels
  • Great team player with the ability to foster close working relationships with colleagues
  • Results orientated with a strong bias for action and outcome
  • Comfortable with working in a technology driven environment with a great deal of responsibility and autonomy
  • Desire to contribute to success in areas beyond the core compliance areas

Desirable Skills / Experience:

  • Legal drafting