Compliance and AML Analyst

  • Compliance
  • Auckland, New Zealand

Compliance and AML Analyst

Job description

About the Role:

Reporting to the Compliance Team Leader, the Compliance and AML Analyst will be responsible for administrative, advisory, monitoring and the implementation of compliance controls across the firm.

Main Duties & Responsibilities:

  • Assist in the management of the Global Compliance team inbox
  • Daily Transaction Monitoring
  • Escalating suspicious transactions
  • Assist in the drafting of agreements and legal documents
  • Review of high-risk clients and investigating SoW and SoF
  • Managing the inbox and assigning work to relevant members of the team
  • Conducting ongoing monitoring
  • Legal Drafting as required
  • Escalating incidents and suspicious activity


Essential Skills / Experience:

  • University degree or equivalent
  • Compliance experience
  • Excellent proficiency in MS Office application.
  • Confident and proactive in communicating with people at all levels
  • Great team player with the ability to foster close working relationships with colleagues
  • Results orientated with a strong bias for action and outcome
  • Comfortable with working in a technology driven environment with a great deal of responsibility and autonomy
  • Desire to contribute to success in areas beyond the core compliance areas

Desirable Skills / Experience:

  • Legal drafting
  • Chinese speaker